Broker Check

Blog

Tuesday, March 10, 2020

Scan the business news and you will likely find an article detailing the latest 401(k) litigation against a company accused of a fiduciary breach. The litigious trend started with corporate behemoths but has been trickling down to...

Tuesday, March 3, 2020

Hot breath, fear, sweaty palms - You’ve received a request from the Department of Labor (“DOL”) to provide documents about your retirement plan. You are being investigated. Your first thought may be, how did this happen?

Thursday, February 20, 2020

When it comes to compliance, process and documentation are crucial. Be sure to locate and read your plan document, and make sure you are following it! DOL audits can be stressful, complicated and expensive! The best way to handle one...

Tuesday, February 18, 2020

Offering a competitive benefits package, including a top-notch 401(k) plan, is essential for your company to recruit and retain top talent. Today’s workers highly value employer-sponsored retirement plans: 88% of them say that an...

Wednesday, December 4, 2019

Our firm was founded on the principles of integrity, professionalism and exceptional client service. We are also deeply committed to continuous improvement. Our dedication to doing what is best for you, our clients, prompted us to...

Show All

Friday, November 8, 2019

A growing number of employers have recognized that a combination of HSAs and 401(k) plans may improve both the company’s overall benefits program and employee well-being. However, too many employers and their employees are...