Affluent investors face a unique set of challenges that require a high degree of discipline and a long-term investment strategy.

The principles set forth in this guide will expand on some of the mistakes to avoid outlined in our last article while acting as a guideline to follow on your investment journey. 

By taking proactive measures, conducting due diligence and documenting your plan actions, you can help position your 401(k) plan to pass an audit. To help you prepare, here are 8 key steps and a list of fiduciary documents to have on hand.

Get our Guide to Understanding DOL Audits below and share it with your retirement plan committee.

By understanding the impact of inflation on stocks and bonds, as well as what sectors to watch and avoid, investors can proactively hedge against the impacts of inflation.

Cybercriminals are well-aware that American’s have trillions of dollars in retirement savings plans.

Here are key tips to help keep retirement savings safe online

Recruiting and retaining top employees is becoming more challenging.  Employees want more than just perks; they want benefits that can help them create financial freedom, balance and recognition.

Here’s how you can work to build turnover resistant benefits.

If the DOL comes knocking, is your plan prepared for an audit? 

Learn more about the red flags, how to respond to an audit, documents you need and proactive measures you can take to lessen the likelihood of a 401(k) audit.